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Reg D for Dummies

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Reg D for Dummies

By: Douglas Slain
Narrated by: Andrew J. Cornelius
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The rules which are relied upon to raise capital allow for different amounts of capital, different types of investors, and different methods for conducting an offering, are: 504 (up to $1 million), 505 (up to $5 million), and 506 (any amount). Reg D programs were designed to provide an exemption to sell securities in a private capital raise without registering the securities, and also to identify the appropriate documentation for properly accepting and using the capital stock or LLC membership units. Equity offerings are preferred by most early stage companies because there are no debt payments.

©2017 Douglas R. Slain (P)2017 Douglas R. Slain
Personal Finance Law
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