#17 Regulatory Returns Podcast By  cover art

#17 Regulatory Returns

#17 Regulatory Returns

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All licensed Financial Advice Providers must submit an annual regulatory return as part of licensing conditions. With seven more calendar days to go have your submitted your return? The submission period closes on 30 September 2025.

Regulatory returns should be submitted through the FMA Online Services portal: https://www.fma.govt.nz/business/online-services

You can find frequently asked questions and an information sheet on regulatory returns on our Financial Advice Providers regulatory returns page.

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